Filing Details
- Accession Number:
- 0000899243-15-008428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 18:41:26
- Reporting Period:
- 2015-11-17
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 18:41:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122051 | Xtera Communications Inc. | XCOM | Telephone & Telegraph Apparatus (3661) | 383394611 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657135 | R Jon Hopper | 500 W. Bethany Dr., Ste. 100 Allen TX 75013 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-17 | 397,467 | $0.00 | 584,520 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 100,000 | $5.00 | 584,520 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series E-3 Preferred Stock | Disposition | 2015-11-17 | 10,334,117 | $0.00 | 397,467 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- The Series E-3 Preferred Stock converted into Common Stock on a 26-for-one basis and had no expiration date.
- This total gives effect to all transactions listed on this Form.
Billionaire Hedge Funds
