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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122051	Xtera Communications Inc.	XCOM	Telephone & Telegraph Apparatus (3661)	383394611

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1005561	J Peter Barris	1954 Greenspring Drive Suite 600 Timonium MD 21093		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-17	2,040,813	$0.00	2,073,869	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2015-11-17	585,935	$5.00	2,659,804	No	4	P	Indirect	See Note 2
Common Stock	Acquisiton	2015-11-17	756,406	$0.00	757,668	No	4	C	Indirect	See Note 3
Common Stock	Acquisiton	2015-11-17	214,065	$5.00	971,733	No	4	P	Indirect	See Note 3

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Note 2
No	4	P	Indirect	See Note 2
No	4	C	Indirect	See Note 3
No	4	P	Indirect	See Note 3

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-3 Preferred Stock	Disposition	2015-11-17	2,522,387	$0.00	98,169	$0.00
Common Stock	Series B-3 Preferred Stock	Disposition	2015-11-17	2,889,939	$0.00	111,152	$0.00
Common Stock	Series C-3 Preferred Stock	Disposition	2015-11-17	4,722,375	$0.00	181,630	$0.00
Common Stock	Series D-3 Preferred Stock	Disposition	2015-11-17	26,678,422	$0.00	1,026,094	$0.00
Common Stock	Series E-3 Preferred Stock	Disposition	2015-11-17	16,217,943	$0.00	623,768	$0.00
Common Stock	Series A-3 Preferred Stock	Disposition	2015-11-17	5,285,557	$0.00	203,291	$0.00
Common Stock	Series B-3 Preferred Stock	Disposition	2015-11-17	5,779,879	$0.00	222,304	$0.00
Common Stock	Series C-3 Preferred Stock	Disposition	2015-11-17	1,248,028	$0.00	48,002	$0.00
Common Stock	Series D-3 Preferred Stock	Disposition	2015-11-17	7,353,023	$0.00	282,809	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The Series A-3 Preferred Stock, Series B-3 Preferred Stock, Series C-3 Preferred Stock, Series D-3 Preferred Stock, and Series E-3 Preferred Stock converted into Common Stock on a 26-for-one basis and had no expiration date.
The Reporting Person is the sole general partner of NEA Partners 9, Limited Partnership ("NEA Partners 9"). NEA Partners 9 is the sole general partner of New Enterprise Associates 9, Limited Partnership ("NEA 9"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 9 shares in which the Reporting Person has no pecuniary interest.
The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"). NEA Partners 10 is the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Reporting Person has no pecuniary interest.