Home > Insider Trading > Filing (0000899243-15-008425)

Filing Details

Accession Number:: 0000899243-15-008425
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-18 18:25:24
Reporting Period:: 2015-11-16

Filing Date:: 2015-11-18
Accepted Time:: 2015-11-18 18:25:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1508171	Solar Senior Capital Ltd.	SUNS	()	274288022

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1240586	J Bruce Spohler	C/O Solar Senior Capital Ltd. 500 Park Avenue New York NY 10022	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-11-16	200	$15.27	200	No	4	P	Direct
Common Stock	Acquisiton	2015-11-17	100	$15.19	300	No	4	P	Direct
Common Stock	Acquisiton	2015-11-18	1,300	$15.30	1,600	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	490,609	Indirect	See Footnote

Footnotes

The purchase reported in Column 4 occurred in multiple transactions. The purchases made on November 16, 2015 were made in two transactions at the reported price. The purchases made on November 18, 2015 were made in three transactions at the reported price. The reporting person undertakes to provide to Solar Senior Capital Ltd. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.
Includes 35,009 shares of the Issuer held by Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan"). The SCP Plan is controlled by Solar Capital Partners, LLC ("Solar Capital Partners"). Bruce J. Spohler and Michael S. Gross may be deemed to indirectly beneficially own a portion of the shares held by the SCP Plan by virtue of their collective ownership interest in Solar Capital Partners. In addition, the total includes 455,500 shares of the Issuer held by Solar Senior Capital Investors, LLC ("Solar Senior Investors") and 100 shares of the Issuer held by Solar Capital Management, LLC ("Solar Management"), a portion of both of which may be deemed to be indirectly beneficially owned by Mr. Spohler and Mr. Gross by virtue of their collective ownership interest therein.
(Continued from Footnote 2) Mr. Spohler disclaims beneficial ownership of any of the Issuer's securities directly held by the SCP Plan, Solar Senior Investors or Solar Management except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Spohler is the beneficial owner of such securities for purposes of Section 16 or any other purpose.