Filing Details
- Accession Number:
- 0001144204-15-066784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 17:33:51
- Reporting Period:
- 2015-11-16
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 17:33:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293310 | Kalobios Pharmaceuticals Inc | KBIO | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1658549 | Anthion Partners Ii Llc | 379 West Broadway New York NY 10012 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-16 | 225,963 | $1.26 | 293,900 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-16 | 225,963 | $1.26 | 293,900 | No | 4 | P | Indirect | Through Anthion Partners II LLC |
Common Stock | Acquisiton | 2015-11-16 | 17,100 | $1.76 | 311,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-16 | 17,100 | $1.76 | 311,000 | No | 4 | P | Indirect | Through Anthion Partners II LLC |
Common Stock | Acquisiton | 2015-11-17 | 113,800 | $1.69 | 424,800 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-17 | 113,800 | $1.69 | 424,800 | No | 4 | P | Indirect | Through Anthion Partners II LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Through Anthion Partners II LLC |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Through Anthion Partners II LLC |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Through Anthion Partners II LLC |
Footnotes
- The prices reported in Column 4 are weighted average prices. Anthion Partners II LLC, on behalf of David Moradi, the Managing Member of Anthion Partners II LLC, purchased 225,963 shares in multiple transactions at prices ranging from $0.7 to $1.69, inclusive. The reporting persons undertake to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The securities reported herein are owned directly by Anthion Partners II LLC and indirectly by David Moradi, the Managing Member of Anthion Partners II LLC. Both Anthion Partners II LLC and David Moradi are members of a "group" (with other persons) for purposes of Section 13(d) of the Securities Exchange Act of 1934. There is no voting or ownership agreement amongst the group members and the other members of the group do not have a pecuniary interest in the shares reported herein. Correspondingly, neither Anthion nor Mr. Moradi have a pecuniary interest in the shares owned by the other members of the group.
- The prices reported in Column 4 are weighted average prices. Anthion Partners II LLC, on behalf of David Moradi, the Managing Member of Anthion Partners II LLC, purchased 17,100 shares in multiple transactions at prices ranging from $1.7 to $1.85, inclusive. The reporting persons undertake to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The prices reported in Column 4 are weighted average prices. Anthion Partners II LLC, on behalf of David Moradi, the Managing Member of Anthion Partners II LLC, purchased 113,800 shares in multiple transactions at prices ranging from $1.42 to $1.96, inclusive. The reporting persons undertake to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.