Filing Details
- Accession Number:
- 0001144204-15-066696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 16:08:43
- Reporting Period:
- 2015-11-16
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 16:08:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293310 | Kalobios Pharmaceuticals Inc | KBIO | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525354 | Martin Shkreli | C/O Turing Pharmaceuticals Llc 1177 Avenue Of The Americas, 39Th Floor New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-16 | 500,169 | $0.61 | 914,254 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-16 | 97,269 | $1.43 | 1,011,523 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-17 | 606,677 | $1.93 | 1,618,200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-17 | 7,000 | $2.43 | 1,625,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. Martin Shkreli purchased 500,169 shares in multiple transactions at prices ranging from $0.3 to $.79, inclusive. The reporting person undertakes to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The securities reported herein are owned directly by Martin Shkreli, who is a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934. There is no voting or ownership agreement amongst the group members and the other members of the group do not have a pecuniary interest in the shares reported herein. Correspondingly, Mr. Shkreli does not have a pecuniary interest in the shares owned by the other members of the group.
- The price reported in Column 4 is a weighted average price. Martin Shkreli purchased 606,677 shares in multiple transactions at prices ranging from $1.38 to $2.37, inclusive. The reporting person undertakes to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. Martin Shkreli purchased 7,000 shares in multiple transactions at prices ranging from $2.38 to $2.45, inclusive. The reporting person undertakes to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.