Filing Details
- Accession Number:
- 0001127602-15-031801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 12:19:55
- Reporting Period:
- 2015-11-17
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 12:19:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203069 | C A James Kennedy | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-17 | 101,728 | $44.37 | 1,500,294 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-17 | 101,728 | $74.70 | 1,398,566 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2015-11-17 | 101,728 | $0.00 | 101,728 | $44.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-11-01 | 2016-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 877,254 | Indirect | 2008 Kennedy Family Trust |
| Common Stock | 445,545 | Indirect | James A.C. Kennedy LLC |
Footnotes
- The ranges of prices for this transaction were $74.60 to 75.1067. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 11/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.
Billionaire Hedge Funds
