Filing Details
- Accession Number:
- 0001140361-15-042115
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 09:12:17
- Reporting Period:
- 2015-11-13
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 09:12:17
- Original Submission Date:
- 2015-11-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
730708 | Seacoast Banking Corp Of Florida | SBCF | State Commercial Banks (6022) | 592260678 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091449 | W John Rose | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1228649 | Robert Goldstein | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | No | No | Yes | No | |
1453863 | Eugene Ludwig | 120 West 45Th Street Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1488107 | Capgen Capital Group Iii Lp | 120 West 45Th Street Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1488108 | Capgen Capital Group Iii Llc | 120 West 45Th Street Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1503574 | P John Sullivan | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share | Disposition | 2015-11-13 | 500,000 | $14.62 | 7,463,141 | No | 4 | S | Indirect | See footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.10 Per Share | 52,985 | Direct | |
Common Stock, Par Value $0.10 Per Share | 12,437 | Indirect | See footnote. |
Common Stock, Par Value $0.10 Per Share | 9,950 | Direct | |
Common Stock, Par Value $0.10 Per Share | 49,373 | Direct |
Footnotes
- CapGen Capital Group III LP ("CapGen III") sold an aggregate of 500,000 shares of common stock, par value $0.10 per share ("Common Stock") of Seacoast Banking Corporation of Florida (the "Issuer") in a block trade at a price of $14.62 per share.
- CapGen Capital Group III LLC ("CapGen LLC") is the sole general partner of CapGen III. Mr. Eugene A. Ludwig is the managing member of CapGen LLC. As the sole general partner of CapGen III, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
- As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen Capital Group LLC, the general partner of CapGen III, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Sullivan may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Rose may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act.
- Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaim that they are the beneficial owners of such shares, except to the extent of their pecuniary interests.
- Mr. Goldstein directly owns the shares reported in this row.
- The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority.
- Mr. Sullivan directly owns the shares reported in this row.
- Mr. Rose directly owns the shares reported in this row.