Filing Details
- Accession Number:
- 0000899243-15-008316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-17 21:14:01
- Reporting Period:
- 2015-11-15
- Filing Date:
- 2015-11-17
- Accepted Time:
- 2015-11-17 21:14:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1264475 | Christopher Larsen | C/O Model N, Inc. 1600 Seaport Boulevard, Suite 400 Redwood City CA 94063 | Svp And Chief Customer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-15 | 26,539 | $0.00 | 95,023 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-17 | 8,506 | $10.43 | 86,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2015-11-15 | 26,539 | $0.00 | 26,539 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,078 | No | 4 | M | Direct |
Footnotes
- Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 25, 2013.
- All of the shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting for the vesting of the Reporting Person's RSUs. The Reporting Person did not sell or otherwise dispose of any shares reported in this Form 4 for any reason other than to cover required taxes.
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- 25% of the RSUs granted to the Reporting Person on November 25, 2013 vest on each of November 15, 2014, November 15, 2015, November 15, 2016 and November 15, 2017, subject to the Reporting Person's continuing service with the company through the applicable vesting dates.
Billionaire Hedge Funds
