Filing Details
- Accession Number:
- 0000899243-15-008297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-17 16:57:21
- Reporting Period:
- 2015-11-16
- Filing Date:
- 2015-11-17
- Accepted Time:
- 2015-11-17 16:57:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1227500 | Equity Bancshares Inc | EQBK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1656868 | K Wayne Goldstein | 7701 E Kellogg Dr., Ste. 200 Wichita KS 67207 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2015-11-16 | 100,000 | $22.50 | 326,788 | No | 4 | S | Indirect | By Endicott Opportunity Partners III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Endicott Opportunity Partners III, L.P. |
Footnotes
- Consists of shares held by Endicott Opportunity Partners III, L.P. ("EOPIII"). Endicott Management Company is the investment manager to EOP III and consequently has the authority to vote and to dispose of the securities held by EOP III. W.R. Endicott III, L.L.C. ("WRE III"), is the general partner of EOP III and may be deemed to have beneficial ownership of, and share voting and dispositive power over, shares of securities held directly by EOP III. Mr. Goldstein is the Co-President and a shareholder of EMC and a managing member of WRE III and may be deemed to have beneficial ownership of, and share voting and dispositive over, securities held directly by EOP III. Mr. Goldstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.