Filing Details
- Accession Number:
- 0001179110-15-015007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-17 16:21:03
- Reporting Period:
- 2015-11-13
- Filing Date:
- 2015-11-17
- Accepted Time:
- 2015-11-17 16:21:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471500 | Christophe Beck | 370 Wabasha Street North Saint Paul MN 55102 | Evp & Pres-Global Water | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-13 | 21,250 | $49.42 | 34,127 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-13 | 14,950 | $115.54 | 19,177 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 20,000 | $35.63 | 39,177 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-13 | 12,834 | $115.54 | 26,343 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-11-13 | 13,430 | $114.83 | 12,913 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2015-11-13 | 21,250 | $0.00 | 21,250 | $49.42 |
Common Stock | Common Stock | Disposition | 2015-11-13 | 20,000 | $0.00 | 20,000 | $35.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-12-05 | 2017-12-05 | No | 4 | M | Direct |
14,800 | 2009-12-03 | 2018-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,086 | Indirect | By Ecolab Savings Plan |
Footnotes
- Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of October 31, 2015. Includes 2.885 UNITS acquired since the reporting person's last report. (The 1,085.513 UNITS are the equivalent of approximately 2,003 SHARES of the issuer's Common Stock.)
- Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 5, 2007. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant.
- Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 3, 2008. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant.