Filing Details
- Accession Number:
- 0001209191-15-080579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-17 16:18:58
- Reporting Period:
- 2015-11-13
- Filing Date:
- 2015-11-17
- Accepted Time:
- 2015-11-17 16:18:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052595 | Red Lion Hotels Corp | RLH | Hotels & Motels (7011) | 911032187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645650 | Hna Investment Management Llc | 225 Liberty Street New York NY 10281 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-11-13 | 0 | $7.10 | 0 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-11-16 | 0 | $7.09 | 0 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- As described in additional detail below, the filer acquired Section 13 beneficial ownership of 17,500 shares of Common Stock on this date, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16. Following this acquisition, the filer had Section 13 beneficial ownership of 3,004,843 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- As described in additional detail below, the filer acquired Section 13 beneficial ownership of 21,600 shares of Common Stock on this date, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16. Following this acquisition, the filer had Section 13 beneficial ownership of 3,026,443 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.