Filing Details
- Accession Number:
- 0001225208-15-020995
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-17 16:11:44
- Reporting Period:
- 2015-11-13
- Filing Date:
- 2015-11-17
- Accepted Time:
- 2015-11-17 16:11:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245564 | Robert Sands | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-11-13 | 12,014 | $0.00 | 747,346 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-11-13 | 12,014 | $133.51 | 735,332 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-11-16 | 151,087 | $0.00 | 886,419 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-11-16 | 151,087 | $134.16 | 735,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2015-11-13 | 12,014 | $19.12 | 12,014 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2015-11-13 | 12,014 | $0.00 | 12,014 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-13 | 12,014 | $0.00 | 12,014 | $19.12 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2015-11-16 | 151,087 | $19.12 | 151,087 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2015-11-16 | 151,087 | $0.00 | 151,087 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-16 | 151,087 | $0.00 | 151,087 | $19.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,014 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 151,087 | 2018-04-01 | No | 4 | M | Direct | |
| 151,087 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2018-04-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 80,928 | Indirect | by LES Holdings LLC |
| Class A Common Stock | 73,800 | Indirect | by MES Holdings LLC |
| Class A Common Stock | 768 | Indirect | by MLR&R |
| Class A Common Stock | 1,769 | Indirect | By Spouse |
Footnotes
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.50 to $133.565, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- LES Holdings LLC is a limited liability company of which the reporting person is the general manager.
- MES Holdings LLC is a limited liability company of which the reporting person is the general manager.
- Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- M,L,R&R is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- 100% of this option has become exercisable.
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