Filing Details
- Accession Number:
- 0001209191-15-080487
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-11-17 12:25:37
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-17
- Accepted Time:
- 2015-11-17 12:25:37
- Original Submission Date:
- 2015-11-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1565146 | Gulf Coast Ultra Deep Royalty Trust | GULTU | Crude Petroleum & Natural Gas (1311) | 466448579 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 3300 South Dixie Highway Suite 1-365 West Palm Beach FL 33405 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-09 | 9,308,224 | $0.20 | 22,422,195 | No | 4 | P | Indirect | By Milfam II L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Milfam II L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,496,353 | Indirect | By Trust A-4 - Lloyd I. Miller |
Common Stock | 262,346 | Indirect | By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider |
Common Stock | 184,073 | Indirect | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller |
Common Stock | 3,348,353 | Direct | |
Common Stock | 231,537 | Indirect | By Milfam LLC |
Common Stock | 1,517,596 | Indirect | By Milfam I L.P. |
Footnotes
- Due to a clerical error, in the Form 4 filed on November 10, 2015 the reporting person reported a purchase of 9,345,669 shares when in fact it should have been 9,308,224 shares.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.