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Filing Details

Accession Number:: 0001620533-15-000134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-16 21:43:05
Reporting Period:: 2015-11-12

Filing Date:: 2015-11-16
Accepted Time:: 2015-11-16 21:43:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1620533	Shake Shack Inc.	SHAK	Retail-Eating & Drinking Places (5810)	471941186

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1633839	A David Swinghamer	C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No
1633976	Grat Swinghamer A. David	C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No
1658473	Susan Swinghamer	2 Devereux Court Rye NY 10580	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-11-12	200,000	$0.00	200,000	No	4	C	Direct
Class A Common Stock	Disposition	2015-11-13	16,400	$41.35	183,600	No	4	S	Direct
Class A Common Stock	Disposition	2015-11-13	3,100	$42.00	180,500	No	4	S	Direct
Class A Common Stock	Disposition	2015-11-16	10,000	$40.87	170,500	No	4	S	Direct
Class A Common Stock	Disposition	2015-11-16	4,000	$42.60	166,500	No	4	S	Direct
Class A Common Stock	Disposition	2015-11-16	6,000	$43.51	160,500	No	4	S	Direct
Class B Common Stock	Disposition	2015-11-12	200,000	$0.00	607,167	No	4	J	Direct
Class B Common Stock	Disposition	2015-11-12	198,513	$0.00	20,000	No	4	J	Indirect	BY TRUST

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	J	Direct
No	4	J	Indirect	BY TRUST

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Common Membership Interests	Disposition	2015-11-12	200,000	$0.00	200,000	$0.00
Class A Common Stock	Common Membership Interests	Disposition	2015-11-12	198,513	$0.00	198,513	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
607,167			No	4	C	Direct
20,000			No	4	C	Indirect

Footnotes

Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
This transaction was executed in multiple trades at prices ranging from $41.0000 to $41.9000. The price reported above reflects the weighted average sale price.
The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $42.0000 to $42.0100. The price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $40.5100 to $41.3800. The price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $42.1400 to $43.1000. The price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $43.1800 to $43.7500. The price reported above reflects the weighted average sale price.
Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the Reporting Person's wife, is the trustee and beneficiary. Each of David Swinghamer and Susan Swinghamer disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his or her pecuniary interest therein.
The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.