Filing Details
- Accession Number:
- 0001206774-15-003501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-16 17:18:37
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-16
- Accepted Time:
- 2015-11-16 17:18:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1135030 | James Yeh | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-02 | 3,943 | $14.16 | 246,057 | No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| Common Stock | Disposition | 2015-11-03 | 100 | $14.25 | 245,957 | No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| Common Stock | Disposition | 2015-11-04 | 10,000 | $14.14 | 235,957 | No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| Common Stock | Disposition | 2015-11-05 | 2,200 | $14.10 | 233,757 | No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| Common Stock | Disposition | 2015-11-06 | 10,000 | $14.22 | 223,757 | No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| Common Stock | Disposition | 2015-11-09 | 3,757 | $14.28 | 220,000 | No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
| No | 4 | S | Indirect | Held in the name of Matics Computer Systems Inc. |
Footnotes
- Represents weighted average sale price. Actual sale prices ranged from $14.15 to $14.16.
- Represents weighted average sale price. Actual sale prices ranged from $14.10 to $14.19.
- Represents weighted average sale price. Actual sale prices ranged from $14.21 to $14.24.
- Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- Mr. Yeh has voting and dispositive power with respect to the shares.
Billionaire Hedge Funds
