Filing Details
- Accession Number:
- 0001209191-15-080283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-16 16:22:31
- Reporting Period:
- 2015-11-12
- Filing Date:
- 2015-11-16
- Accepted Time:
- 2015-11-16 16:22:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371217 | Enteromedics Inc | ETRM | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224184 | W Dan Gladney | 2800 Patton Road St. Paul MN 55113 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-12 | 750,000 | $0.18 | 750,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $0.25 | 2016-10-28 | 2025-10-28 | 7,750,000 | 7,750,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-10-28 | 7,750,000 | 7,750,000 | Direct |
Footnotes
- The price reported is the weighted average purchase price for the transaction reported. The purchase prices ranged from $0.175 to $0.181. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
- Vests as to 25% one year from the date of the employment agreement on the date noted and thereafter in cumulative installments of 1/36th per month.