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Filing Details

Accession Number:: 0001127602-15-031482
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-16 16:09:25
Reporting Period:: 2015-11-12

Filing Date:: 2015-11-16
Accepted Time:: 2015-11-16 16:09:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1409970	Lendingclub Corp	LC	Finance Services (6199)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1625128	John Macilwaine	C/O Lendingclub Corporation 71 Stevenson Street, Suite 300 San Francisco CA 94105	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-11-12	12,500	$0.70	26,606	No	4	M	Direct
Common Stock	Disposition	2015-11-12	12,500	$13.45	14,106	No	4	S	Direct
Common Stock	Acquisiton	2015-11-13	12,500	$0.70	26,606	No	4	M	Direct
Common Stock	Disposition	2015-11-13	12,500	$13.20	14,106	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2015-11-12	12,500	$0.00	12,500	$0.70
Common Stock	Stock Option (right to buy)	Disposition	2015-11-13	12,500	$0.00	12,500	$0.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
902,240		2022-10-16	No	4	M	Direct
889,740		2022-10-16	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2015.
This transaction was executed in multiple trades during the day at prices ranging from $13.24 to $13.60. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades during the day at prices ranging from $13.00 to $13.40. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
In connection with a domestic relations settlement and the acceleration of certain of the option shares, which modified the option's original vesting schedule, the option vested as to the total shares granted (the "total shares") as follows: (i) 5.68% on July 19, 2013, (ii) 22.73% on July 31,2013, (iii) 4.23% on October 31, 2013, (iv) 7.10% on each of January 31, 2014 and January 31, 2015, (v) 4.01% on April 30, 2014, (vi) 6.25% on each of July 31, 2014, April 30, 2015 and July 31, 2015, (vii) 5.4% on October 31, 2014; and will vest as to the total shares as follows: (i) 5.40% on October 31, 2015, (ii) 7.10% on January 31, 2016, (iii) 6.25% on each of April 30, 2016 and July 31, 2016; subject to continued service through each vesting date.