Filing Details
- Accession Number:
- 0000899243-15-008161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-16 11:00:09
- Reporting Period:
- 2015-11-13
- Filing Date:
- 2015-11-16
- Accepted Time:
- 2015-11-16 11:00:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498608 | Michael Mauer | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-13 | 100 | $11.38 | 92,599 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 1,027 | $11.40 | 93,626 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 2 | $11.20 | 93,628 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 200 | $11.23 | 93,828 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 500 | $11.24 | 94,328 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 200 | $11.24 | 94,528 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 100 | $11.24 | 94,628 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 100 | $11.24 | 94,728 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 200 | $11.25 | 94,928 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 200 | $11.27 | 95,128 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 300 | $11.28 | 95,428 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 100 | $11.28 | 95,528 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 100 | $11.28 | 95,628 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 452 | $11.29 | 96,080 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 200 | $11.32 | 96,280 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 100 | $11.35 | 96,380 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 621 | $11.37 | 97,001 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 200 | $11.36 | 97,201 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
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Footnotes
- Includes 0.165 shares acquired under the CM Finance Inc dividend reinvestment plan.