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Home > Insider Trading > Filing (0001512920-15-000027)

Filing Details

Accession Number:: 0001512920-15-000027
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-16 10:46:40
Reporting Period:: 2015-11-12

Filing Date:: 2015-11-16
Accepted Time:: 2015-11-16 10:46:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Sprott Focus Trust Inc.	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185838	Whitney W George	C/O Sprott Asset Management Usa Inc. 1910 Palomar Point Way, Suite 200 Carlsbad CA 92008		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-12	2,172	$6.00	3,247,110	No	4	P	Direct
Common Stock	Acquisiton	2015-11-13	47,828	$6.00	3,294,938	No	4	P	Direct
Common Stock	Acquisiton	2015-11-13	8,200	$5.95	3,303,138	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,145,601	Indirect	Held by Spouse
Common Stock	458,280	Indirect	Held by Children
Common Stock	167,957	Indirect	Held by Trust
Common Stock	81,914	Indirect	Held by Trust

Footnotes

Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.