Filing Details

Accession Number:
0001349929-15-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-16 08:25:11
Reporting Period:
2015-11-12
Filing Date:
2015-11-16
Accepted Time:
2015-11-16 08:25:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1349929 Cancer Genetics Inc CGIX Services-Medical Laboratories (8071) 043462475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603489 J Edward Sitar 201 Route 17 North, 2Nd Floor
C/O Cancer Genetics, Inc.
Rutherford NJ 07070
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2015-11-12 5,000 $0.00 17,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.0001 Per Share Warrant (right to buy) Acquisiton 2015-11-12 5,000 $0.00 5,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2015-11-12 2020-11-12 No 4 P Direct
Footnotes
  1. The reported securities were purchased in an underwritten public offering which closed on November 12, 2015. The reported securities were issued pursuant to a prospectus supplement in connection with a takedown from the Company's shelf registration statement on Form S-3 (File No. 333-196374), filed with the SEC and effective on June 5, 2014.
  2. The reported securities consist of one share of common stock, par value $0.0001 per share (the "Common Stock") and an accompanying warrant to purchase one share of Common Stock for $4.00 per share and warrant.