Filing Details
- Accession Number:
- 0001019056-15-000900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 20:13:12
- Reporting Period:
- 2015-11-12
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 20:13:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193528 | M Ronald Faris | 1661 Worthington Rd. Suite 100 West Palm Beach FL 33409 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-12 | 60,504 | $5.81 | 471,912 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-12 | 56,013 | $6.66 | 415,899 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-11-13 | 5,000 | $6.19 | 420,899 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2015-11-12 | 60,504 | $0.00 | 60,504 | $5.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-08 | No | 4 | M | Direct |
Footnotes
- Exercise price reflects an adjustment made in Ocwen Financial Corporation (the "Company") stock options outstanding on or before the Altisource Portfolio Solutions S.A. spin-off transaction completed on August 10, 2009 to adjust for the spin-off.
- Includes 115,582 shares jointly held by Mr. and Mrs. Ronald M. Faris.
- Represents shares withheld by the Company to satisfy tax withholding obligations and payment of the exercise price.
- Options vested in five equal increments, with the first increment vesting immediately upon grant and the remaining shares vesting on January 31, annually, commencing in 2007.