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Home > Insider Trading > Filing (0001209191-15-080111)

Filing Details

Accession Number:: 0001209191-15-080111
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-13 18:45:36
Reporting Period:: 2015-11-13

Filing Date:: 2015-11-13
Accepted Time:: 2015-11-13 18:45:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543643	Cu Bancorp	CUNB	National Commercial Banks (6021)	900779788

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626141	C David Holman	C/O Cu Bancorp 15821 Ventura Blvd, Suite 100 Encino CA 91436		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-13	2,014	$7.59	148,818	No	4	M	Direct
Common Stock	Disposition	2015-11-13	2,014	$26.25	146,804	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2015-11-13	2,014	$0.00	56,095	$7.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
54,081		2016-06-21	No	4	M	Direct

Footnotes

Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
As of filing date, the stock option grant is 100% vested and immediately exercisable.