Filing Details
- Accession Number:
- 0001209191-15-080108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 18:25:05
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 18:25:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130591 | Xenoport Inc | XNPT | Pharmaceutical Preparations (2834) | 943330837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296771 | Gordon John Freund | C/O Xenoport, Inc. 3410 Central Expressway Santa Clara CA 95051 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-11 | 909 | $6.68 | 488,560 | No | 4 | S | Indirect | Through Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Fund |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,899 | Direct | |
Common Stock | 3,080 | Indirect | Beneficial Ownership |
Common Stock | 22,633 | Indirect | Beneficial Ownership |
Common Stock | 3,645 | Indirect | Beneficial Ownership |
Common Stock | 21,200 | Indirect | Beneficial Ownership |
Common Stock | 27 | Indirect | Beneficial Ownership |
Footnotes
- Represents 22 shares sold from fund Skyline Venture Partners III, LP and 887 shares sold from fund Skyline Venture Partners Qualified Purchaser Fund III, LP. This total of 909 shares were sold at a range of $6.68 to $6.6825. This will bring the respective funds shares of XenoPort, Inc. down to zero.
- These shares are held by multiple entities. 227 shares are held by Skyline Venture Management III, L.L.C. and 488,333 shares are held by Skyline Venture Partners V, L.P. John G. Freund is connected to each of these entities as managing director or managing member either directly or through indirect ownership and in such capacity may be deemed to have voting and investment power with respect to shares held by each of these entities. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.
- The shares are held by John G. Freund as custodian for his two sons.
- The shares are owned by a retirement account of which John G. Freund is the beneficiary.
- The shares are held by the Paul Brooke 1989 Insurance Trust of which John G. Freund is a trustee.
- The shares are owned by a revocable trust of which John G. Freund is a trustee.
- The shares are held by John G. Freund Family Partnership IV, L.P. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.