Filing Details
- Accession Number:
- 0000886163-15-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 17:28:11
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 17:28:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886163 | Ligand Pharmaceuticals Inc | LGND | Pharmaceutical Preparations (2834) | 770160744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1605325 | J Melanie Herman | 11119 North Torrey Pines Road, Suite 200 La Jolla CA 92037 | Director Of Accounting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-11 | 469 | $11.15 | 3,620 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 625 | $11.91 | 4,245 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 1,500 | $14.47 | 5,745 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 312 | $21.92 | 6,057 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 2,500 | $74.42 | 8,557 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 625 | $68.48 | 9,182 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 1,688 | $56.26 | 10,870 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-11 | 7,719 | $101.00 | 3,151 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 469 | $0.00 | 469 | $11.15 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 625 | $0.00 | 625 | $11.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 1,500 | $0.00 | 1,500 | $14.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 312 | $0.00 | 312 | $21.92 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 1,688 | $0.00 | 1,688 | $56.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 625 | $0.00 | 625 | $68.48 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 2,500 | $0.00 | 2,500 | $74.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-02 | No | 4 | M | Direct | |
| 250 | 2022-01-03 | No | 4 | M | Direct | |
| 250 | 2022-02-09 | No | 4 | M | Direct | |
| 1,000 | 2023-02-15 | No | 4 | M | Direct | |
| 7,312 | 2025-02-10 | No | 4 | M | Direct | |
| 3,625 | 2024-04-01 | No | 4 | M | Direct | |
| 3,500 | 2024-02-12 | No | 4 | M | Direct |
Footnotes
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 05/02/2011.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 01/03/12.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/13.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/10/15.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 04/01/2014.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/12/14.
Billionaire Hedge Funds
