Filing Details

Accession Number:
0001588047-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 17:11:55
Reporting Period:
2015-11-13
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 17:11:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1588047 M. Jeffrey Zwerdling Riversedge North, 2529 Virginia Beach
Blvd., Suite 200
Virginia Beach VA 23452
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-13 9,529 $1.88 166,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect Held in profit sharing plan
Common Stock 6,000 Indirect Held in spouse's IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Preferred Stock $5.00 50,000 10,000 Direct
Common Stock Series B Convertible Preferred Stock $5.00 20,000 4,000 Indirect
Common Stock Common stock warrants $5.50 12,000 12,000 Direct
Common Stock Common stock warrants $5.50 4,800 4,800 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
50,000 10,000 Direct
20,000 4,000 Indirect
12,000 12,000 Direct
4,800 4,800 Indirect
Footnotes
  1. Each share of Series B Convertible Preferred Stock ("Series B Preferred Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc. (the "Company) common stock at $5.00 per share, upon completion of the Company's April 2014 and September 2014 public offerings of Series B Preferred Stock and common stock warrants. The Series B Preferred Stock has no expiration date.
  2. Each common stock warrant became exercisable upon completion of the Company's April 2014 and September 2014 public offerings of Series B Preferred Stock and common stock warrants. The common stock warrants expire on April 29, 2019.