Filing Details
- Accession Number:
- 0001123292-15-001354
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 17:04:38
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 17:04:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175505 | Five Prime Therapeutics Inc | FPRX | Pharmaceutical Preparations (2834) | 260038620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578771 | Julie Hambleton | C/O Five Prime Therapeutics, Inc. Two Corporate Drive South San Francisco CA 94080 | Evp & Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-11 | 10,000 | $7.26 | 95,919 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-11 | 6,600 | $34.75 | 89,319 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-11 | 3,400 | $35.23 | 85,919 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 12,000 | $11.14 | 97,919 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-11 | 12,000 | $34.33 | 85,919 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-11 | 1,108 | $35.33 | 84,811 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-11-11 | 10,000 | $0.00 | 10,000 | $7.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 12,000 | $0.00 | 12,000 | $11.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,390 | 2023-07-18 | No | 4 | M | Direct | |
| 38,000 | 2024-08-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,700 | Indirect | By husband's IRA |
| Common Stock | 64 | Indirect | By son's custodial account |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.03 to $35.02, inclusive. The reporting person undertakes to provide to Five Prime Therapeutics, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, and 4 to this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.04 to $35.57, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.69, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.32 to $35.34, inclusive.
- The option began vesting on July 19, 2013, at a rate of 1/48th per month.
- The option began vesting on September 22, 2014, at a rate of 1/48th per month.
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