Filing Details
- Accession Number:
- 0001179110-15-014861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 16:20:13
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 16:20:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209800 | M Robert Holster | 5615 High Point Drive Irving TX 75038 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-11 | 16,999 | $11.19 | 182,183 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-11-11 | 8,005 | $0.00 | 190,188 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (Right to Buy) | Acquisiton | 2015-11-11 | 8,005 | $0.00 | 8,005 | $11.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,005 | 2022-11-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 159,000 | Indirect | By Irrevocable Trust |
Common Stock | 6,000 | Indirect | Held by Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.295, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- Represents restricted stock units (RSUs) payable in an equal number of shares of the Issuer's common stock. The RSUs vest in four equal quarterly installments beginning on December 31, 2015. Payment of all or a portion of the RSUs has been deferred by the Reporting Person under the Issuer's Director Deferred Compensation Plan until the Reporting Person's termination of service as a director of the Issuer.
- These shares are held in an irrevocable trust for the benefit of the Reporting Person's children and grandchildren. The reporting person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of such shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- The option vests in four equal quarterly installments over one year beginning on December 31, 2015.