Filing Details

Accession Number:
0001179110-15-014861
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 16:20:13
Reporting Period:
2015-11-11
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 16:20:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209800 M Robert Holster 5615 High Point Drive
Irving TX 75038
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-11 16,999 $11.19 182,183 No 4 S Direct
Common Stock Acquisiton 2015-11-11 8,005 $0.00 190,188 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Acquisiton 2015-11-11 8,005 $0.00 8,005 $11.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,005 2022-11-10 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 159,000 Indirect By Irrevocable Trust
Common Stock 6,000 Indirect Held by Spouse
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.295, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. Represents restricted stock units (RSUs) payable in an equal number of shares of the Issuer's common stock. The RSUs vest in four equal quarterly installments beginning on December 31, 2015. Payment of all or a portion of the RSUs has been deferred by the Reporting Person under the Issuer's Director Deferred Compensation Plan until the Reporting Person's termination of service as a director of the Issuer.
  3. These shares are held in an irrevocable trust for the benefit of the Reporting Person's children and grandchildren. The reporting person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of such shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  4. The option vests in four equal quarterly installments over one year beginning on December 31, 2015.