Filing Details
- Accession Number:
- 0001547522-15-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 12:48:48
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 12:48:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811641 | Immucell Corp | ICCC | In Vitro & In Vivo Diagnostic Substances (2835) | 010382980 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1043218 | E Jonathan Rothschild | C/O Immucell Corporation 56 Evergreen Drive Portland ME 04103 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 Per Share | Disposition | 2015-11-11 | 24,000 | $0.00 | 500,636 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- These 24,000 shares were distributed from the estate of Mr. Rothschild's parents to the two sisters of Mr. Rothschild, as to which Mr. Rothschild disclaims beneficial ownership. Mr. Rothschild is the executor of his parents' estate and now owns 19,255 shares from the estate directly, which are included in the 500,636 shares disclosed above in Table I, Column 5.
- This figure includes 221,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild.
Billionaire Hedge Funds
