Filing Details
- Accession Number:
- 0000899243-15-008090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 06:05:37
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 06:05:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607787 | Paul Neilson | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Vice President Of Claims | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-09 | 787 | $16.89 | 8,437 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 787 | $24.04 | 7,650 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-10 | 20,000 | $16.89 | 27,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-10 | 20,000 | $23.60 | 7,650 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 4,213 | $16.89 | 11,863 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 5,000 | $14.02 | 16,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-11 | 9,213 | $23.61 | 7,650 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-11-09 | 787 | $0.00 | 787 | $16.89 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-11-10 | 20,000 | $0.00 | 20,000 | $16.89 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-11-11 | 4,213 | $0.00 | 4,213 | $16.89 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-11-11 | 5,000 | $0.00 | 5,000 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,213 | 2017-12-02 | No | 4 | M | Direct | |
| 4,213 | 2017-12-02 | No | 4 | M | Direct | |
| 0 | 2017-12-02 | No | 4 | M | Direct | |
| 0 | 2015-03-15 | 2017-09-24 | No | 4 | M | Direct |
Footnotes
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $23.55 and $23.67 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vested on April 30, 2015.
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