Filing Details
- Accession Number:
- 0001140361-15-040950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 20:20:06
- Reporting Period:
- 2015-11-12
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 20:20:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391130 | Duane Thomas Morgan | C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Fwy Suite 1300 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-12 | 870 | $14.61 | 2,445 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,250 | Indirect | By Morgan Family Trust |