Filing Details

Accession Number:
0001140361-15-040950
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-12 20:20:06
Reporting Period:
2015-11-12
Filing Date:
2015-11-12
Accepted Time:
2015-11-12 20:20:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391130 Duane Thomas Morgan C/O Capital Southwest Corporation
5400 Lyndon B. Johnson Fwy Suite 1300
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-12 870 $14.61 2,445 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,250 Indirect By Morgan Family Trust