Filing Details

Accession Number:
0001225208-15-020843
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-12 18:57:09
Reporting Period:
2015-11-09
Filing Date:
2015-11-12
Accepted Time:
2015-11-12 18:57:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Computer Integrated Systems Design (7373) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197647 Tench Coxe 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-09 1,000,000 $7.29 1,283,497 No 4 P Indirect By Ltd Partnership (ROOS)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ltd Partnership (ROOS)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 78,494 Direct
Common Stock 1,443,889 Indirect By Ltd Partnership (SHV)
Common Stock 73,411 Indirect By Profit Sharing Plan Trust
Common Stock 393,160 Indirect By Trust (Trustees)
Footnotes
  1. These shares were purchased from Sutter Hill Ventures, a California Limited Partnership ("SHV"). The reporting person is a managing director and member of the management committee of the General Partner of SHV and previously reported beneficial ownership of these shares indirectly through SHV, disclaiming beneficial ownership of these shares except as to the reporting person's pecuniary interest in SHV. For purposes of Section 16, the purchase of these shares by the reporting person's family limited partnership constituted (i) a change in the form of ownership of the shares previously owned by the reporting person from one form of indirect ownership to another, and (ii) with respect to the remaining portion of shares sold by SHV, a purchase by the reporting person's family limited partnership. Following this transaction, SHV continues to hold 1,443,889 shares of common stock of the Issuer, as described in footnote (4) below.
  2. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
  3. The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
  4. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
  5. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
  6. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.