Filing Details
- Accession Number:
- 0001225208-15-020843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 18:57:09
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 18:57:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094348 | Mattersight Corp | MATR | Services-Computer Integrated Systems Design (7373) | 364304577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197647 | Tench Coxe | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-09 | 1,000,000 | $7.29 | 1,283,497 | No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 78,494 | Direct | |
Common Stock | 1,443,889 | Indirect | By Ltd Partnership (SHV) |
Common Stock | 73,411 | Indirect | By Profit Sharing Plan Trust |
Common Stock | 393,160 | Indirect | By Trust (Trustees) |
Footnotes
- These shares were purchased from Sutter Hill Ventures, a California Limited Partnership ("SHV"). The reporting person is a managing director and member of the management committee of the General Partner of SHV and previously reported beneficial ownership of these shares indirectly through SHV, disclaiming beneficial ownership of these shares except as to the reporting person's pecuniary interest in SHV. For purposes of Section 16, the purchase of these shares by the reporting person's family limited partnership constituted (i) a change in the form of ownership of the shares previously owned by the reporting person from one form of indirect ownership to another, and (ii) with respect to the remaining portion of shares sold by SHV, a purchase by the reporting person's family limited partnership. Following this transaction, SHV continues to hold 1,443,889 shares of common stock of the Issuer, as described in footnote (4) below.
- Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.