Filing Details
- Accession Number:
- 0001209191-15-079819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 18:02:14
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 18:02:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430106 | Walter Lynch | 1025 Laurel Oak Road Voorhees NJ 08043 | President And Coo, Reg. Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-09 | 10,000 | $22.26 | 82,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 10,000 | $55.50 | 72,458 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-10 | 10,000 | $22.26 | 82,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-10 | 10,000 | $56.00 | 72,458 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 10,000 | $22.26 | 82,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-11 | 10,000 | $57.00 | 72,458 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-09 | 10,000 | $0.00 | 10,000 | $22.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-10 | 10,000 | $0.00 | 10,000 | $22.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-11 | 10,000 | $0.00 | 10,000 | $22.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,703 | 2016-12-31 | No | 4 | M | Direct | |
| 12,703 | 2016-12-31 | No | 4 | M | Direct | |
| 2,703 | 2016-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 117 shares purchased on or after August 25, 2015 under the American Water Works Company, Inc. Employee Stock Purchase Plan.
- The option award granted on February 26, 2010, representing a right to purchase in the aggregate 62,703 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.
- 40,000 shares underlying this stock option were previously exercised and reported.
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