Filing Details
- Accession Number:
- 0001209191-15-079749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 17:10:06
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 17:10:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412649 | Ellen Brezniak | C/O Constant Contact, Inc., 1601 Trapelo Road Waltham MA 02451 | Svp, Customer Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-11 | 11,000 | $2.68 | 23,219 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-11 | 10,000 | $13.68 | 33,219 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-11 | 21,000 | $31.65 | 12,219 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-11 | 11,000 | $0.00 | 11,000 | $2.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-11 | 10,000 | $0.00 | 10,000 | $13.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,391 | 2016-09-20 | No | 4 | M | Direct | |
| 43,500 | 2018-12-04 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
- Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $31.63 to $31.662 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 25% of the shares subject to this option vested on September 27, 2007, and an additional 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the share subject to the option became fully vested on September 27, 2010.
- 25% of the shares subject to this option vested on December 4, 2009, and 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option became fully vested on December 4, 2012.
Billionaire Hedge Funds
