Filing Details
- Accession Number:
- 0001348324-15-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 16:52:12
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 16:52:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348324 | Ldr Holding Corp | LDRH | Surgical & Medical Instruments & Apparatus (3841) | 203933262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387652 | Robert Mcnamara | 13785 Research Blvd., Suite 200 Austin TX 78750 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-09 | 2,986 | $4.19 | 3,380 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 3,333 | $15.00 | 6,713 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 3,760 | $4.19 | 10,473 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 10,473 | $26.45 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-10 | 1,586 | $4.19 | 1,586 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-10 | 5,000 | $15.00 | 6,586 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-10 | 2,314 | $15.00 | 8,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-10 | 8,900 | $25.84 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-11-09 | 2,986 | $0.00 | 2,986 | $4.19 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-11-09 | 3,333 | $0.00 | 3,333 | $15.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-09 | 3,760 | $0.00 | 3,760 | $4.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-10 | 1,586 | $0.00 | 1,586 | $4.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-10 | 5,000 | $0.00 | 5,000 | $15.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-10 | 2,314 | $0.00 | 2,314 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,990 | 2013-04-23 | 2022-05-21 | No | 4 | M | Direct |
| 12,777 | 2013-10-11 | 2023-10-08 | No | 4 | M | Direct |
| 6,938 | 2013-04-23 | 2022-05-21 | No | 4 | M | Direct |
| 5,352 | 2013-04-23 | 2022-05-21 | No | 4 | M | Direct |
| 30,356 | 2013-10-11 | 2023-10-08 | No | 4 | M | Direct |
| 28,042 | 2013-10-11 | 2023-10-08 | No | 4 | M | Direct |
Footnotes
- Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $26.25 to $26.92. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $25.63 to $26.135. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
- ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
- ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013.
- ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
- The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.
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