Filing Details
- Accession Number:
- 0001185185-15-002916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 16:18:05
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 16:18:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243492 | L David Mann | 4500 Lockhill Selma Road, Suite 150 San Antonio TX 78249 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-09 | 600 | $3.90 | 1,667,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-10 | 30,854 | $3.75 | 1,636,971 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-11 | 16,989 | $3.70 | 1,619,982 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $2.00 | 2008-06-05 | 2018-06-05 | 20,000 | 60,000 | Direct |
Common Stock | Stock Option (right to buy) | $3.10 | 2007-06-01 | 2017-06-01 | 20,000 | 60,000 | Direct |
Common Stock | Stock Option (right to buy) | $2.80 | 2006-12-19 | 2016-12-19 | 20,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-06-05 | 20,000 | 60,000 | Direct |
2017-06-01 | 20,000 | 60,000 | Direct |
2016-12-19 | 20,000 | 60,000 | Direct |
Footnotes
- Unexercised option to purchase shares of Globalscape common stock.