Filing Details
- Accession Number:
- 0001225208-15-020781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 15:17:51
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 15:17:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197041 | Jr E James Trevathan | 1001 Fannin, Suite 4000 Houston TX 77002 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-09 | 150,000 | $37.59 | 351,034 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 108,153 | $37.19 | 459,187 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 51,657 | $33.49 | 510,844 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 38,935 | $34.94 | 549,779 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 29,454 | $36.89 | 579,233 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 308,198 | $53.79 | 271,035 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-10 | 931 | $37.19 | 271,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-10 | 785 | $53.75 | 271,181 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-09 | 29,454 | $36.89 | 29,454 | $36.89 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-09 | 51,657 | $33.49 | 51,657 | $33.49 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-09 | 108,153 | $37.19 | 108,153 | $37.19 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-09 | 38,935 | $34.94 | 38,935 | $34.94 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-09 | 150,000 | $37.59 | 150,000 | $37.59 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-10 | 931 | $37.19 | 931 | $37.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,457 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
| 0 | 2011-03-09 | 2020-03-09 | No | 4 | M | Direct |
| 931 | 2012-03-09 | 2021-03-09 | No | 4 | M | Direct |
| 0 | 2013-03-09 | 2022-03-09 | No | 4 | M | Direct |
| 0 | 2012-07-05 | 2021-07-05 | No | 4 | M | Direct |
| 0 | 2012-03-09 | 2021-03-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $53.51 to $54.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
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