Filing Details
- Accession Number:
- 0001137411-15-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 11:28:08
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 11:28:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1520170 | Michael Bruce King | M/S 108-174 400 Collins Road Ne Cedar Rapids IA 52498 | Sr. Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-09 | 4,271 | $44.85 | 33,859 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-09 | 4,271 | $87.53 | 29,588 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-11-09 | 2,833 | $0.00 | 32,421 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-11-09 | 945 | $86.75 | 31,476 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2015-11-09 | 4,271 | $0.00 | 4,271 | $44.85 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-11-09 | 11,300 | $0.00 | 11,300 | $86.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-11-17 | No | 4 | M | Direct | |
11,300 | 2025-11-09 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,673 | Indirect | By Savings Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2015.
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 4, 2015.
- Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP").
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2015.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
- Employee stock options granted under the LTIP.
- The options vest in three substantially equal annual installments beginning November 9, 2016.