Filing Details
- Accession Number:
- 0001571049-15-009127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 09:31:20
- Reporting Period:
- 2015-11-11
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 09:31:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273801 | Northstar Realty Finance Corp. | NRF | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1139257 | T David Hamamoto | C/O Northstar Realty Finance Corp. 399 Park Avenue, 18Th Floor New York NY 10022 | Executive Chairman Of Nsam | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-11 | 100,000 | $19.09 | 290,572 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125,000 | Indirect | By The David T. Hamamoto GRAT I-2014-NRF |
Common Stock | 3,261 | Indirect | By DTH Investment Holdings LLC |
Footnotes
- Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $18.95 to $19.09, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Realty Finance Corp. (the "Company") or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects 1-for-2 reverse stock split that occurred on November 1, 2015.
- Excludes: (i) 516,711 LTIP Units; and (ii) 348,038 shares of the Company's common stock (or LTIP Units, to the extent available) to be issued to the extent performance conditions are met on restricted stock units. "LTIP Units" are units of limited partnership interest structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), the Company's operating partnership. Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit in NRFLP, which may then be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock.