Filing Details
- Accession Number:
- 0001209191-15-079472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 21:47:33
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 21:47:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188757 | C Stephen Farrell | 175 Royal Palm Drive Fort Lauderdale FL 33301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Vaule | Acquisiton | 2015-11-06 | 50,000 | $3.83 | 97,450 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Purchase Common Shares | $3.57 | 2020-06-30 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $3.11 | 2019-06-30 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $4.13 | 2018-06-30 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $4.12 | 2018-03-10 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-06-30 | 20,000 | 20,000 | Direct |
| 2019-06-30 | 20,000 | 20,000 | Direct |
| 2018-06-30 | 20,000 | 20,000 | Direct |
| 2018-03-10 | 20,000 | 20,000 | Direct |
Footnotes
- The securities were purchased in a private transaction.
- 5,000 options became exercisable on September 30, 2015 and the remaining 15,000 will become exercisable in three equal quarterly installments based upon continued service on the board of directors.
- Became exercisable in four equal quarterly installments after the date of grant on July 1, 2014.
- Became exercisable in four equal quarterly installments after the date of grant on July 1, 2013.
- Became exercisable in four equal quarterly installments after the date of grant on March 11, 2013.
Billionaire Hedge Funds
