Filing Details
- Accession Number:
- 0001209191-15-079470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 21:41:40
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 21:41:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534002 | C. Angus Russell | 1301 Harbor Bay Parkway Alameda CA 94502 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2015-11-06 | 50,000 | $3.83 | 67,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Purchase Common Shares | $3.57 | 2020-06-30 | 20,000 | 20,000 | Direct | |
Common Shares | Option to Purchase Common Shares | $3.17 | 2019-12-11 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-06-30 | 20,000 | 20,000 | Direct |
2019-12-11 | 20,000 | 20,000 | Direct |
Footnotes
- The securities were purchased in a private transaction.
- 5,000 options became exercisable on September 30, 2015 and the remaining 15,000 will become exercisable in three equal quarterly installments based upon continued service on the board of directors.
- Became exercisable in four equal quarterly installments after the date of grant on December 12, 2014.