Filing Details

Accession Number:
0001209191-15-079470
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-10 21:41:40
Reporting Period:
2015-11-06
Filing Date:
2015-11-10
Accepted Time:
2015-11-10 21:41:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876343 Biotime Inc BTX Biological Products, (No Disgnostic Substances) (2836) 943127919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534002 C. Angus Russell 1301 Harbor Bay Parkway
Alameda CA 94502
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Acquisiton 2015-11-06 50,000 $3.83 67,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Purchase Common Shares $3.57 2020-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $3.17 2019-12-11 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-06-30 20,000 20,000 Direct
2019-12-11 20,000 20,000 Direct
Footnotes
  1. The securities were purchased in a private transaction.
  2. 5,000 options became exercisable on September 30, 2015 and the remaining 15,000 will become exercisable in three equal quarterly installments based upon continued service on the board of directors.
  3. Became exercisable in four equal quarterly installments after the date of grant on December 12, 2014.