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Filing Details

Accession Number:: 0001392937-15-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-10 19:47:54
Reporting Period:: 2015-11-06

Filing Date:: 2015-11-10
Accepted Time:: 2015-11-10 19:47:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375365	Super Micro Computer Inc.	SMCI	Electronic Computers (3571)	770353939

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392937	Wally Yih-Shyan Liaw	980 Rock Ave. San Jose CA 95131	Secretary & V P Of Intl Sales	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-06	7,200	$6.14	75,377	No	4	M	Indirect	By Spouse
Common Stock	Disposition	2015-11-06	7,200	$30.41	68,177	No	4	S	Indirect	By Spouse
Common Stock	Acquisiton	2015-11-06	2,750	$12.92	70,927	No	4	M	Indirect	By Spouse
Common Stock	Disposition	2015-11-06	2,750	$30.28	68,177	No	4	S	Indirect	By Spouse
Common Stock	Acquisiton	2015-11-06	2,063	$12.50	70,240	No	4	M	Indirect	By Spouse
Common Stock	Disposition	2015-11-06	2,063	$30.20	68,177	No	4	S	Indirect	By Spouse
Common Stock	Acquisiton	2015-11-06	468	$25.44	68,645	No	4	M	Indirect	By Spouse
Common Stock	Disposition	2015-11-06	468	$30.03	68,177	No	4	S	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	M	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	M	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	M	Indirect	By Spouse
No	4	S	Indirect	By Spouse

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2015-11-06	7,200	$0.00	7,200	$6.14
Common Stock	Stock Option (right to buy)	Disposition	2015-11-06	2,750	$0.00	2,750	$12.92
Common Stock	Stock Option (right to buy)	Disposition	2015-11-06	2,063	$0.00	2,063	$12.50
Common Stock	Stock Option (right to buy)	Disposition	2015-11-06	468	$0.00	468	$25.44

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-10-24	No	4	M	Indirect
0	2021-01-24	No	4	M	Indirect
477	2022-08-06	No	4	M	Indirect
1,032	2024-10-20	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,056,416	Indirect	By Liaw Family Trust
Common Stock	8,880	Indirect	By Child A
Common Stock	8,880	Indirect	By Child B

Footnotes

The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on on August 28, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.96 to $30.79, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.98 to $30.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.90 to $30.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.90 to $30.11, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
The stock option is fully vested.
The vesting commencement date is 6/30/2012. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
The vesting commencement date is 10/20/2014. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.