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Home > Insider Trading > Filing (0001354488-15-004943)

Filing Details

Accession Number:: 0001354488-15-004943
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-10 18:31:50
Reporting Period:: 2015-11-05

Filing Date:: 2015-11-10
Accepted Time:: 2015-11-10 18:31:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1272550	Root9B Technologies Inc.	RTNB	Services-Management Consulting Services (8742)	200443575

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1633423	William Daniel Wachtler	4521 Sharon Road #300 Charlotte NC 28211		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-05	227,273	$1.10	6,226,293	No	4	P	Indirect	DWW Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	DWW Family Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock , Par Value $0.001	Warrant (right to purcahse)	Acquisiton	2015-11-05	56,818	$0.00	56,818	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
56,818	2015-11-05	2020-11-05	No	4	P	Indirect

Footnotes

DWW Family Trust has completed a Securities Purchase Agreement with the Company, in which DWW Family Trust has purchased 227,273 shares of common stock at $1.10 per share. Additionally, DWW family Trust was provided 25% warrant coverage, the right to buy 56,818 shares of common stock at a Warrant Exercise Price of $1.50 per share.