Filing Details
- Accession Number:
- 0001209191-15-079376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 17:58:59
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 17:58:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1048185 | M John Thornton | 8911 Balboa Avenue Suite B San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-06 | 137,834 | $4.00 | 1,760,595 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-06 | 900 | $4.01 | 1,759,695 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-06 | 30,020 | $4.01 | 1,729,675 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-06 | 600 | $4.02 | 1,729,075 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-06 | 5,000 | $4.03 | 1,724,075 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-06 | 5,000 | $4.04 | 1,719,075 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-09 | 15,191 | $4.00 | 1,703,884 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2015-11-09 | 300 | $4.02 | 1,703,584 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 101,246 | Indirect | By Wife |
| Common Stock | 15,000 | Indirect | By Foundation |
| Common Stock | 171,044 | Direct |
Footnotes
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2015 (the "Trading Plan").
- This sale was effected pursuant to the Trading Plan.
- Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.
Billionaire Hedge Funds
