Filing Details
- Accession Number:
- 0001179110-15-014717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 17:51:59
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 17:51:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921738 | Penn National Gaming Inc | PENN | Hotels & Motels (7011) | 232234473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598259 | Carl Sottosanti | 825 Berkshire Blvd, Suite 200 Wyomissing PA 19610 | Svp,Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-06 | 30,000 | $4.98 | 46,493 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-06 | 30,000 | $17.70 | 16,493 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-11-06 | 11,980 | $7.72 | 28,473 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-06 | 11,980 | $17.70 | 16,493 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-11-06 | 3,020 | $7.72 | 19,513 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Options (right to buy) | Disposition | 2015-11-06 | 30,000 | $0.00 | 30,000 | $4.98 |
Common Stock | Non Qualified Stock Options (right to buy) | Disposition | 2015-11-06 | 11,980 | $0.00 | 11,980 | $7.72 |
Common Stock | Incentive Stock Options (right to buy) | Disposition | 2015-11-06 | 3,020 | $0.00 | 3,020 | $7.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-02 | 2016-01-02 | No | 4 | M | Direct |
0 | 2010-01-12 | 2016-01-12 | No | 4 | M | Direct |
0 | 2010-01-12 | 2016-01-12 | No | 4 | M | Direct |
Footnotes
- The options subject to the transactions reported on this Form 4 would have expired on January 2, 2016 or January 12, 2016, as applicable.