Filing Details
- Accession Number:
- 0001209191-15-079361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 17:51:24
- Reporting Period:
- 2015-08-31
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 17:51:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496309 | Lars Bjork | C/O Qlik Technologies Inc., 150 N. Radnor Chester Road Radnor PA 19087 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-31 | 5,109 | $0.00 | 1 | No | 5 | G | Indirect | By 2013 GRAT |
| Common Stock | Acquisiton | 2015-08-31 | 5,109 | $0.00 | 28,823 | No | 5 | G | Indirect | By 2012 GRAT |
| Common Stock | Acquisiton | 2015-11-07 | 1,850 | $0.00 | 872,055 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 858 | $32.13 | 871,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By 2013 GRAT |
| No | 5 | G | Indirect | By 2012 GRAT |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2015-11-07 | 1,850 | $0.00 | 1,850 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- The Reporting Person's spouse in the successor trustee of the trust. The Reporting Person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- On August 31, 2015, the Reporting Person's 2013 GRAT distributed 13,398.697 shares of the Company's Common Stock to the Reporting Person for no consideration to satisfy their annuity obligation (reflecting only a change in the nature of the Reporting Person's beneficial ownership).
- Shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.13 to $32.1341, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
- The RSUs vest in four equal annual installments beginning November 7, 2012, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs have no expiration date.
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