Filing Details
- Accession Number:
- 0001437749-15-020413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 17:32:16
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 17:32:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811212 | Cesca Therapeutics Inc. | KOOL | Laboratory Apparatus & Furniture (3821) | 943018487 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600387 | Kenneth Harris | C/O Mcdermott Will &Amp; Emery 2049 Century Park East, 38Th Floor Los Angeles CA 90067-3218 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-06 | 30,190 | $0.60 | 4,541,078 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-09 | 48,468 | $0.60 | 4,492,610 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-10 | 2,200 | $0.60 | 4,490,410 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2015.
- Also includes 33,333 shares of restricted stock which will vest on February 18, 2016 and 2017.