Filing Details

Accession Number:
0001140361-15-040544
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-10 17:14:16
Reporting Period:
2015-11-10
Filing Date:
2015-11-10
Accepted Time:
2015-11-10 17:14:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595067 Marc Meade 2210 Woodland Drive
Manitowoc WI 54220
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-10 5,000 $1.82 112,298 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $4.70 2011-02-01 2020-02-01 5,000 5,000 Direct
Common Stock Stock Options (right to buy) $3.46 2011-05-18 2020-05-18 20,000 20,000 Direct
Common Stock Stock Options (right to buy) $3.45 2011-11-01 2020-11-01 25,000 25,000 Direct
Common Stock Stock Options (right to buy) $2.05 2014-02-01 2023-02-01 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-01 5,000 5,000 Direct
2020-05-18 20,000 20,000 Direct
2020-11-01 25,000 25,000 Direct
2023-02-01 20,000 20,000 Direct
Footnotes
  1. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vests and becomes exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively.
  2. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively.
  3. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vests and becomes exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
  4. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively.