Filing Details
- Accession Number:
- 0001437749-15-020399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 17:01:53
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 17:01:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071255 | Golden Entertainment Inc. | GDEN | Services-Miscellaneous Amusement & Recreation (7990) | 411913991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
939978 | F Delise Sartini | 6595 S. Jones Blvd. Las Vegas NV 89118 | Yes | No | Yes | No | |
939979 | L Blake Sartini | 6595 S. Jones Blvd. Las Vegas NV 89118 | Chairman, President And Ceo | Yes | Yes | Yes | No |
1649906 | Trust Family Sartini F. Delise & Sartini L. Blake | 6595 S. Jones Blvd. Las Vegas NV 89118 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-04 | 25,000 | $0.00 | 7,971,393 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2015-11-04 | 25,000 | $0.00 | 7,946,393 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2015-11-04 | 25,000 | $0.00 | 7,921,393 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2015-11-06 | 225,000 | $0.00 | 7,696,393 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2015-11-06 | 225,000 | $0.00 | 7,471,393 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2015-11-06 | 225,000 | $0.00 | 7,246,393 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Trust |
No | 5 | G | Indirect | By Trust |
No | 5 | G | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- On November 2, 2015, The Blake L. Sartini and Delise F. Sartini Family Trust (the "Trust") contributed 750,000 shares of common stock to D'Oro Holdings, LLC (the "LLC"), in exchange for 750,000 units of membership interest in the LLC, in a transaction exempt under Rule 16a-13. On November 4, 2015, the Trust made gifts of 25,000 LLC units to each of three separate trusts formed for the benefit of each of Mr. and Ms. Sartini's children (the "Children's Trusts") in transactions exempt under Rule 16b-5.
- These shares are owned directly by the Trust (except for the shares held by the LLC prior to the LLC unit sales, which were owned indirectly by the Trust), and indirectly by Blake L. Sartini and Delise F. Sartini, as co-trustees of the Trust.
- On November 6, 2015, the Trust sold 225,000 LLC units in private sales to each of the three Children's Trusts in exchange for a promissory note from each trust in a principal amount to be subsequently determined by an independent appraisal of the fair market value of such LLC units as of the sale date. The value so determined will represent the aggregate purchase price for such 225,000 units.