Filing Details
- Accession Number:
- 0000717538-15-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 16:58:11
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 16:58:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463249 | S. David Demarco | 7 Ingersol Road Saratoga Springs NY 12866 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-09 | 4,264 | $20.41 | 23,419 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-10 | 4,264 | $28.15 | 19,155 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-11-09 | 4,264 | $0.00 | 4,264 | $20.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-11-29 | 2016-11-29 | No | 4 | M | Direct |
Footnotes
- The information provided reflects 106 shares acquired under the Company's ESPP and 1,525 shares aquired under the Company's ESOP since previously disclosed by the insider on January 29, 2015. None of the transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
- Amount of securities benefically owned following reported transaction.