Filing Details
- Accession Number:
- 0001271163-15-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 15:55:56
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 15:55:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793040 | Ellsworth Growth & Income Fund Ltd | ECF | (0) | 133345139 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247238 | C Anthonie Vanekris | C/O Gamco Investors, Inc. One Corporate Center Rye NY 10580 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-11-09 | 3,000 | $8.02 | 3,000 | No | 4 | P | Indirect | Trust account for son |
| Common Shares | Acquisiton | 2015-11-09 | 3,000 | $8.02 | 3,000 | No | 4 | P | Indirect | Trust account for daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trust account for son |
| No | 4 | P | Indirect | Trust account for daughter |
Footnotes
- The shares reported are held in a trust account for the son of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account.
- The shares reported are held in a trust account for the daughter of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account.
Billionaire Hedge Funds
